Case-building as a primary defense behavior in larval caddisflies (Trichoptera)

Matthew Malick


Abstract

	Although only a small number of terrestrial insect species have aquatic 
developmental stages, these larvae compose a large portion of the macroinvertebrate 
biomass found in most aquatic ecosystems.  In some systems, caddisfly larva 
(Trichoptera) constitute a substantial portion of this biomass.  Aquatic insect 
forms demonstrate an immense array of behavioral and physiological adaptations in 
order to successfully occupy a given habitat.  Many larval Trichopteran species have 
evolved the ability to build a mobile case which serves as a primary, mechanical 
defense against both vertebrate and invertebrate predators.  These tubular cases are 
constructed from silk and debris and display a high amount of species-specific 
construction.  Both generalized and specialized crypsis occur in case construction 
depending on habitat type.  Many species utilize fine substrate particles (sand and 
organic detritus) to mimic their average habitat type.  Other species, however, may 
employ hollowed plant material to mimic specific detritus.  It has been shown that 
vertebrate predators prefer non-cased larvae over case-building species, however, 
there is also predator-selection among cased larvae.  For this reason, there is a 
high amount of intra-species competition among Trichopteran larvae for non-predator 
selected cases.  Cases have also been shown to act as foraging and respiratory 
devices, and to aid in the resistance of entry into stream drift.  Case-building 
species, therefore, may have an advantage in occupying feeding patches and habitats 
which non-case-building species would not inhabit for risk of predation.  Thus, 
case-building caddisfly species have developed a defense suitable for aquatic 
environments that allows them to utilize optimal microclimates which other non-case-
building species cannot because of predation pressures.


Introduction

	Although only a small number of terrestrial insect species have aquatic 
developmental stages, these larvae compose as much as 95% of the macroinvertebrate 
biomass found in some aquatic systems (Ward, 1992).  Aquatic insect forms have, 
therefore, developed an immense array of behavioral and physiological adaptations in 
order to successfully occupy a diverse range of habitats (Merritt and Cummins, 
1984).  Caddisfly larvae (Trichoptera) sometimes comprise a large portion of this 
macroinvertebrate biomass.  Species of Trichoptera occur on every continent except 
Antarctica and consist of about 10,000 species worldwide.  1200 species occur in 
North America alone (Ward, 1992).
	Although life histories among Trichopterans are diverse (Merritt and Cummins, 
1984), most are holometabolous and have aquatic larvae and pupae, and terrestrial 
adults.  Univoltinism is most common, however, some species complete more than one 
generation per year while others require two years for development (Peckarsky 1990).
	Caddisflies, like most other aquatic insects,  probably evolved in cold, fast 
flowing environments (Peckarsky, 1990; Mackay and Wiggins, 1979), but quickly 
colonized both lentic and lotic systems due to subsequent morphological adaptations.  
Trichoptera are a sister group of Lepidoptera (Mackay and Wiggins, 1979) and also 
have the ability to produce silk.  Silk production probably supported rudimentary 
case and net-spinning construction in early Trichopterans which allowed exploitation 
of habitats with otherwise unfavorable conditions.  This silk production has 
contributed to diversification of feeding habits, defensive capabilities, and 
microhabitat selection.
	Five groups within the three superfamilies of Trichoptera have been identified 
based on case-building behavior alone (Peckarsky 1990).  This behavior has enhanced 
defensive capabilities which has allowed subsequent improvements in habitat 
selection and ecological diversity.  Case-building behavior is usually species-
specific although construction may vary depending upon available habitat.  Cases 
function as ballast camouflage, and mechanical defenses (Peckarsky 1990).
	The ability of larval Trichopterans, therefore, to construct cases from silk 
and surrounding materials has led to their ecological diversification and 
utilization of habitats unavailable to other aquatic macroinvertebrates.


Discussion

Case Building Behavior

Material and Ontogeny

	Probably the most important aspect of ecological diversity among Trichopterans 
is the ability to produce silk.  Silk production has enabled caddisflies to exploit 
a wide range of aquatic habitats.  Silk utilization is different in most families 
and has more or less defined the ecological role of caddisflies.  According to 
Mackay and Wiggins (1979), three modes of existence have resulted from silk 
utilization.  Some families such as the caseless, predatory Rhyacophiloidea spin 
only a thin thread while moving along the substrate.  Other more sedentary larvae 
such as the Hydropsychoidea spin nets or fixed shelters which serve as food capture 
devices.  The third, and probably most significant utilization of silk production is 
the construction of mobile cases by such families as the Limnephiloidea.
	Most case-building species construct cases of material from their immediate 
surroundings. Otto (1980) divides case construction into organic and mineral groups.  
The case size, shape, and material choice are usually species-specific although some 
modification may occur due to limited resource availability.  This availability may 
determine the quantity and quality of building material in some species and may 
impose a preferential sequence if material is limited (Hansell, 1972; Otto, 1980).
	In addition, many species demonstrate an ontogenic association to case-
building and material.  Upon hatching, early instar larvae of case-building species 
immediately initiate case construction.  It has been demonstrated (2Otto, 1987; 
Rowlands and Hansell, 1987) that caseless larvae are preferentially preyed upon more 
than cased individuals and avoid both cased and uncased Trichopteran larva.  
Selection of initial construction material varies from species to species although 
many demonstrate a preference for certain resources.  Although initial building 
material may be produced from a certain resource, many Trichopterans such as 
Lepidostoma hirtum may change building strategies during larval development 
(Hansell, 1972).  L. hirtum constructs a tubular, sand grain case immediately upon 
hatching, however, building material abruptly changes from mineral to vegetative 
resources during the 3rd instar.  This behavior has also been observed in other 
species (Anderson, 1980; Elliot, 1970; Otto, 1980; Rowlands and Hansell, 1987).  
This change in resources, however, may differ among species i.e. mineral to 
vegetative or vegetative to mineral.
	One obvious reason for this transition is resource availability.  Many species 
alter their construction material when a more valuable or abundant resource becomes 
practical.  A larger number of summer species make cases from mineral resources as 
compared with autumn species which show a predominance of organic cases fashioned 
from fallen leaves (Otto, 1980).
	Consequently, different species relying on similar building material may 
occupy the same habitat by developing temporal niches to avoid strict competition of 
resources (Mackay and Wiggins, 1979).  Species with distinct developmental rates may 
segregate resources by utilizing them at different times when others have either 
completed or just begun their development and do not require similar items.  This 
allows for optimal utilization of mineral and vegetative resources by multiple 
species. 

Competition and Energetics

	Inter- and intra- species competition for cases and case material, however, 
does occur (Otto, 1980; 1Otto, 1987; 2Otto, 1987).  Specific case shapes, sizes, and 
compositions are seemingly in demand.  Otto (1974) estimates that the energetics of 
silk production in Trichopterans amounts for about 12% of the total energy content 
of the larvae.  Consequently, this energy expenditure may be considerable in less 
productive systems.
	Larvae seem to prefer building material which involves the least amount of 
energy investment without compromising necessary aspects of predator avoidance and 
movement over the substrate.  Case construction and selection of Agrypnia pagetana 
illustrates these energetic trade-offs (2Otto, 1987).  A. pagetana constructs cases 
from small vegetative material or alternately uses a natural hollow stem.  Energetic 
costs of silk production in vegetative cases is high compared to the use of hollow 
stems which require only a silk lining.  If hollow stems are not readily available, 
however, an early instar larvae will construct a vegetative case.  Because of the 
higher energy investment allocated towards construction of vegetative cases, they 
are not as readily abandoned or captured by other larva as compared with hollow stem 
cases (2Otto, 1987).  Therefore, owners of  vegetative cases will strongly defend 
their past energy investment against opponents while hollow stem owners readily 
surrender their cases.  Owners of hollow stem cases more than 2 days old will 
voluntarily exchange the old case for a new, more rigid stem if one is encountered 
(2Otto, 1987).
	 In Potamophylax cingulatus the transition of case material from leaf discs to 
mineral resources may be due to energetic tradeoffs of early development (Otto, 
1980).  The use of abundant leaf discs by early instar larva during certain times of 
the year is less costly than the silk requirement for constructing mineral cases.  
This allows P. cingulatus to assimilate more energy for early growth.  In addition, 
the use of more resistant mineral cases may be advantageous to larger, later instar 
larvae which have a greater probability of predation by vertebrate predators.
	These energetic tradeoffs in early developmental stages may, therefore, 
conserve energy required for later predator avoidance, pupation, and reproduction.  
Consequently, the energetic cost of case materials may ultimately affect future 
fecundity.  

Predator Avoidance

Crypsis

	Although these examples demonstrate the relative costs and benefits of case 
construction throughout larval development,  the most apparent, although sometimes 
disputed (Williams, 1987), purpose of case construction in Trichopteran larva is 
defense and prey avoidance.
	Because building material is obtained from the immediate surroundings, larva, 
in most cases, are naturally camouflaged against the surrounding habitat.  Cryptic 
defense, therefore, is inherent in case construction.  Larvae that construct mineral 
cases are more likely to be preyed upon if they stray on to vegetative substrate 
(Otto, 1980).  It is likely then, that larvae maintain a home-range upon substrate 
which resembles its particular case construction in order to avoid predation.

Resistance to Accidental Drift

In addition, many lotic aquatic insect species, including caddisflies,  inhabit 
microhabitats which expose the larvae to extremes of current velocity.  Although 
stream drift is a typical mode of dispersal for many aquatic larva, accidental entry 
may occur.  A strong current may dislodge larvae from the substrate to the drift 
where they are more likely to be consumed by predators.  Case design may impede or 
completely prevent accidental entry into the current drift of lotic systems 
(Waringer, 1989).  Waringer (1989) has shown that stone cases are most effective on 
gravel substrates, however, are less effective on vegetative or sandy bottoms.  The 
same reasoning applies to vegetative cases although to a lesser extent.  While 
significantly heavier stone cases may offer added weight in high flow conditions and 
limit accidental displacement, the energetics of producing and carrying these 
titanic dwellings is not reasonable for an average species.   A resistance 
coefficient of 0.8 has been calculated for cylindrical, smooth stone cases while an 
average, streamlined body has an approximate value of 0.05 (Waringer, 1989).   
	Although case material increases the amount of drag forces incurred, it is 
probably more beneficial for early instar larvae and smaller species which lack the 
strength to adhere to the substrate during high current velocities.  It has been 
shown that larger, caseless larva are not dislodged until current velocities reach 2 
ms-1.  Although this is almost twice the current resistance of case-building species 
(Waringer, 1989) most smaller species lack the physical strength to resist these 
high flow conditions.  Therefore, case development as a means of preventing 
accidental displacement from the substrate is advantageous in smaller species.     

Predator Affects and Microhabitat Distribution

Microhabitat distribution and predator avoidance is probably the most significant 
aspect of case-building behavior in Trichopteran larvae.  Case construction allows 
for crypsis and mechanical protection.  Tinbergen (1967), however,  points out that 
camouflage is only effective if accompanied by specific types of behavior.  Thus, 
larval Trichoptera utilize microhabitat distribution, temporal niche selection and 
defense behavior, in addition to case construction, as a means of avoiding predation 
and optimizing food and habitat resources.
	Case construction material seems to have an overall effect on predator attack, 
capture, and ingestion (Johansson, 1991).  Although mineral cases seem to have a 
higher crushing resistance to vertebrate predation than some vegetative cases, this 
may not offer an overall advantage (Otto, 1980).  Predators are assumed to determine 
prey choice by the minimal amount of handling and search time that would maximize 
the energy per unit foraging time (Pyke et al, 1977).  Many mineral cased larva are 
readily preyed upon by vertebrate predators, however, are ejected shortly thereafter 
because of the difficulties of breaching the resistant case (Johansson, 1991).  
Certain sizes and shapes of vegetative cases, however,  are equally difficult to 
handle due to added protuberances or long case length (Johansson, 1991).
	One would assume that selective pressure would favor those individuals that 
construct heavy, structurally sound cases which offer significant crushing 
resistance.  Mineral cases, although providing an excellent mechanical defense, are 
energetically costly to construct and maintain.  Many vegetative cases, however, 
provide a greater amount of cryptic defense while providing similar mechanical 
capabilities along with less energy expenditures.  Longer cased species exhibit an 
overall advantage to predator avoidance when compared to those constructing short 
cases (Johansson, 1991) due in part to the difficulty of ingestion by vertebrate 
predators.
	Case rigidity is of little benefit if parts of the larva are exposed to 
predators.  This, however, may be of little importance to invertebrate predators 
such as larval Dytiscus spp. (Coleoptera).  The relative size and aggressive 
behavior of these and other invertebrate predators allows for rapid extraction of 
cased Trichopteran larva.  The relative handing time of cased Trichopteran larvae by 
Dytiscus spp. is considerably more than that of vertebrate predators (Johansson, 
1992).  In most cases, Dytiscus spp. will simply wait for the apprehended larva to 
expose a portion of itself beyond the protective confines of the case.  Case design 
does, however, show some resistant adaptations to this predation (Johansson, 1992).
	Many species have also developed behavioral adaptations to augment the 
defensive character of case construction.  It is assumed that Trichopteran larvae do 
not purposely make themselves conspicuous to predators unless accidentally displaced 
from their normal habitat.  Since most larvae can only recognize predators by direct 
contact, the chances of avoiding predation in a different habitat are small 
(Johansson, 1991).  Larval movement has proved to be the best predictor of risk for 
macroinvertebrates to predation by vertebrate predators (Ware, 1973).  Many benthic 
feeders rely almost exclusively on sight to locate food.  Johansson (1991) has shown 
that immobile larvae stand a better chance of predator avoidance under these 
conditions.  Some species feign death longer than others if the threat of predation 
persists (Johansson, 1991).  Once again, this amount of death feigning may be a 
function of the relative case strength.  Potamophylax cingulatus exhibits only a 
small amount of death feigning behavior due to its rigid case which offers adequate 
protection (Johansson, 1991).
	All of these defensive behavioral adaptations have allowed Trichopteran larvae 
to optimize microhabitat distribution of the aquatic environments which they 
inhabit.  Habitat selection by aquatic insects is crucial due the amount of 
variability normally encountered in aquatic environments (Statzner, 1981).  Many 
aquatic insect species, including some Trichopterans (Elliot, 1970), exhibit diel 
fluctuations in habitat selection which affords better refuge from predators.  Some 
species of Plecopterans, Ephemeropterans, and other insects that lack similar forms 
of primary defensive capabilities exhibit negative phototactic responses (Ward, 
1992) and favor undersides of stones and gravel during diurnal periods to escape 
predation.  During these increased times of predation, however, many case-building 
Trichopteran species are abundant on substrate surfaces where food availability is 
high (Koetsier, 1989; Personal Observation).  Although studies have shown that 
vertebrate predation alone does not significantly decrease overall density of 
aquatic insects, cased Trichopterans do seem to have an advantage in some situations 
(Allan, 1982; Koetsier, 1989).
	Exposed rock surfaces provide better foraging for grazer species utilizing 
preiphyton communities as a food source.  These exposed surfaces increase available 
light energy for primary production (Steinman and McIntire, 1986) and provide rich 
feeding patches for Tichopteran grazers.  Although periphyton growth itself affords 
some amount of refuge for invertebrate grazers, the advantage of case construction 
under these exposed conditions cannot be discounted.  In addition, lotic net-
spinning caddisflies are usually not evenly distributed along a watercourse (Otto, 
1985) and instead aggregate in areas of high resource availability.  These rich 
patches, however, are usually more risky because of their increased exposure to 
predation.  Catch-net constructing species usually inhabit downstream reaches of 
lotic environments where fish are regularly encountered.  Because nets are usually 
constructed in exposed areas where drift is easily accessible, case-building species 
may have an advantage over non-
case builders. 	These strategies allow Trichopteran larvae to utilize rich feeding 
patches which other macroinvertebrates find too risky.  Exposed substrate surfaces 
offer productive feeding opportunities for grazers and net-spinning species.  Case 
construction, therefore. allows for colonization and utilization of rich 
microhabitats that are otherwise inaccessible to most macroinvertebrates.


Conclusions

	Ecological diversification is important to the survival of any organism and  
behavioral adaptations are the basis for many successful taxa which have succeeded 
in colonizing numerous habitats.  Case-building behavior of caddisfly larva is an 
obvious advantage in most circumstances.  Resource and habitat acquisition is 
facilitated by the mechanical and cryptic defensive applications of larval cases.  
The construction of portable cases has enabled some caddisfly larvae to avoid 
otherwise considerable predation pressures which may prevent colonization and 
utilization of certain resources.  Intense competition for sufficient resources in 
aquatic environments has enabled caddisflies to evolve a means of directly occupying 
more suitable habitats. This acquisition of rich resources has extended the habitat 
of Trichopterans to a variety aquatic environments.
	Case construction may contain a complex succession of behaviors which allows 
species-specific adaptations that further habitat utilization, predator avoidance, 
and ultimate reproductive success.
	Case-building in caddisfly larva, therefore, is a considerable advantage for 
those species which utilize this behavior. 


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